Core Focus: Manages all-things compliance related for our RIA
Firm Experience:
Joined Lindberg & Ripple in 2016
- Was in client service & investment reporting, before moving into compliance
- Works with the investment teams & advisors to ensure that operations and compliance work hand in hand, meeting all guidelines
- Specializes in compliance duties and functions of the RIA to safeguard the company, advisors, and most importantly, our clients.
Background & Personal:
- Graduate of the University of Connecticut with a degree in Finance
- Enjoys the endless summers of Florida by going snorkeling in the reefs, canoeing in the Everglades, and spending sunny afternoons at the beach looking for shark teeth in the sand
- When not soaking up the sun, she is curled up in a chair with her cat, reading books and having a hot cup of coffee.