Core Focus: Compliance and operational support.
Firm Experience:
- Joined Lindberg & Ripple in 2026
- Oversees LRI Investments’ compliance program to ensure all regulatory obligations are met, and to promote ethical standards throughout the organization.
- Also responsible for processing and recording IA revenue received by LRI Investments.
Background & Personal:
- Previously worked at Citibank, Wells Fargo, and Partners Group in loan operations, conducting electronic communications reviews for Advisors in the U.S., and handling various marketing compliance responsibilities.
- * S7 passer (Expired) * SIE Passer * Civil Service Professional Passer in the Philippines
- Toph enjoys regular workouts to build a healthier lifestyle. He likes to spend quality time visiting relatives and loves dogs.